Introduction The Acquisition-Learning Hypothesis The Natural Order Hypothesis The Monitor Hypothesis The Input Hypothesis The Affective Filter Hypothesis Curriculum Design Conclusions Bibliography
  Introduction         The influence of Stephen Krashen on language education research and practice is undeniable.  First introduced over 20 years ago, his theories are still debated today.  In 1983, he published The Natural Approach with Tracy Terrell, which combined a comprehensive second language acquisition theory with a curriculum for language classrooms.  The influence of Natural Approach can be seen especially in current EFL textbooks and teachers resource books such as The Lexical Approach (Lewis, 1993).  Krashen’s theories on second language acquisition have also had a huge impact on education in the state of California, starting in 1981 with his contribution to Schooling and language minority students: A theoretical framework by the California State Department of Education (Krashen 1981).  Today his influence can be seen most prominently in the debate about bilingual education and perhaps less explicitly in language education policy:  The BCLAD/CLAD teacher assessment tests define the pedagogical factors affecting first and second language development in exactly the same terms used in Krashen’s Monitor Model (California Commission on Teacher Credentialing, 1998).         As advertised, The Natural Approach is very appealing – who wouldn’t want to learn a language the natural way, and what language teacher doesn’t think about what kind of input to provide for students.  However, upon closer examination of Krashen’s hypotheses and Terrell’s methods, they fail to provide the goods for a workable system.  In fact, within the covers of “The Natural Approach”, the weaknesses that other authors criticize can be seen playing themselves out into proof of the failure of Krashen’s model.  In addition to reviewing what other authors have written about Krashen’s hypotheses, I will attempt to directly address what I consider to be some of the implications for ES/FL teaching today by drawing on my own experience in the classroom as a teacher and a student of language.  Rather than use Krashen’s own label, which is to call his ideas simply “second language acquisition theory”, I will adopt McLaughlin’s terminology (1987) and refer to them collectively as “the Monitor Model”.  This is distinct from “the Monitor Hypothesis”, which is the fourth of Krashen’s five hypotheses. The Acquisition-Learning Hypothesis         First is the Acquisition-Learning Hypothesis, which makes a distinction between “acquisition,” which he defines as developing competence by using language for “real communication” and “learning.” which he defines as “knowing about” or “formal knowledge” of a language (p.26).  This hypothesis is presented largely as common sense: Krashen only draws on only one set of references from Roger Brown in the early 1970’s.  He claims that Brown’s research on first language acquisition showed that parents tend to correct the content of children’s speech rather than their grammar.  He compares it with several other authors’ distinction of “implicit” and “explicit” learning but simply informs the reader that evidence will be presented later.         Gregg (1984) first notes that Krashen’s use of the Language Acquisition Device (LAD) gives it a much wider scope of operation than even Chomsky himself.  He intended it simply as a construct to describe the child’s initial state, which would therefore mean that it cannot apply to adult learners.  Drawing on his own experience of learning Japanese, Gregg contends that Krashen’s dogmatic insistence that “learning” can never become “acquisition” is quickly refuted by the experience of anyone who has internalized some of the grammar they have consciously memorized.  However, although it is not explicitly stated, Krashen’s emphasis seems to be that classroom learning does not lead to fluent, native-like speech.  Gregg’s account that his memorization of a verb conjugation chart was “error-free after a couple of days”(p.81) seems to go against this spirit.  The reader is left to speculate whether his proficiency in Japanese at the time was sufficient enough for him to engage in error-free conversations with the verbs from his chart.         McLaughlin (1987) begins his critique by pointing out that Krashen never adequately defines “acquisition”, “learning”, “conscious” and “subconscious”, and that without such clarification, it is very difficult to independently determine whether subjects are “learning” or “acquiring” language.  This is perhaps the first area that needs to be explained in attempting to utilize the Natural Approach.  If the classroom situation is hopeless for attaining proficiency, then it is probably best not to start.  As we will see in an analysis of the specific methods in the book, any attempt to recreate an environment suitable for “acquisition” is bound to be problematic.         Krashen’s conscious/unconscious learning distinction appeals to students and teachers in monolingual countries immediately.  In societies where there are few bilinguals, like the United States, many people have struggled to learn a foreign language at school, often unsuccessfully.  They see people who live in other countries as just having “picked up” their second language naturally in childhood.  The effort spent in studying and doing homework seems pointless when contrasted with the apparent ease that “natural” acquisition presents.  This feeling is not lost on teachers: without a theoretical basis for the methods, given any perceived slow progress of their students, they would feel that they have no choice but to be open to any new ideas         Taking a broad interpretation of this hypothesis, the main intent seems to be to convey how grammar study (learning) is less effective than simple exposure (acquisition).  This is something that very few researchers seem to doubt, and recent findings in the analysis of right hemisphere trauma indicate a clear separation of the facilities for interpreting context-independent sentences from context-dependent utterances (Paradis, 1998).  However, when called upon to clarify, Krashen takes the somewhat less defensible position that the two are completely unrelated and that grammar study has no place in language learning (Krashen 1993a, 1993b).  As several authors have shown (Gregg 1984, McLaughlin 1987, and Lightbown & Pienemann 1993, for a direct counter-argument to Krashen 1993a) there are countless examples of how grammar study can be of great benefit to students learning by some sort of communicative method. The Natural Order Hypothesis         The second hypothesis is simply that grammatical structures are learned in a predictable order.  Once again this is based on first language acquisition research done by Roger Brown, as well as that of Jill and Peter de Villiers.  These studies found striking similarities in the order in which children acquired certain grammatical morphemes.  Krashen cites a series of studies by Dulay and Burt which show that a group of Spanish speaking and a group of Chinese speaking children learning English as a second language also exhibited a “natural” order for grammatical morphemes which did not differ between the two groups.  A rather lengthy end-note directs readers to further research in first and second language acquisition, but somewhat undercuts the basic hypothesis by showing limitations to the concept of an order of acquisition.         Gregg argues that Krashen has no basis for separating grammatical morphemes from, for example, phonology.  Although Krashen only briefly mentions the existence of other parallel “streams” of acquisition in The Natural Approach, their very existence rules out any order that might be used in instruction.  The basic idea of a simple linear order of acquisition is extremely unlikely, Gregg reminds us.  In addition, if there are individual differences then the hypothesis is not provable, falsifiable, and in the end, not useful.         McLaughlin points out the methodological problems with Dulay and Burt’s 1974 study, and cites a study by Hakuta and Cancino (1977, cited in McLaughlin, 1987, p.32) which found that the complexity of a morpheme depended on the learner’s native language.  The difference between the experience of a speaker of a Germanic language studying English with that of an Asian language studying English is a clear indication of the relevance of this finding.  The contradictions for planning curriculum are immediately evident.  Having just discredited grammar study in the Acquisition-Learning Hypothesis, Krashen suddenly proposes that second language learners should follow the “natural” order of acquisition for grammatical morphemes.  The teacher is first instructed to create a natural environment for the learner but then, in trying to create a curriculum, they are instructed to base it on grammar.  As described below in an analysis of the actual classroom methods presented in the Natural Approach, attempting to put these conflicting theories into practice is very problematic.         When one examines this hypothesis in terms of comprehension and production, its insufficiencies become even more apparent.  Many of the studies of order of acquisition, especially those in first language acquisition, are based on production.  McLaughlin also points out that “correct usage” is not monolithic – even for grammatical morphemes, correct usage in one situation does not guarantee as correct usage in another (p.33).  In this sense, the term “acquisition” becomes very unclear, even when not applying Krashen’s definition.  Is a structure “acquired” when there are no mistakes in comprehension?  Or is it acquired when there is a certain level of accuracy in production?  First language acquisition is very closely linked to the cognitive development of infants, but second language learners have most of these facilities present, even as children.  Further, even if some weak form of natural order exists for any learners who are speakers of a given language, learning in a given environment, it is not clear that the order is the same for comprehension and production.  If these two orders differ, it is not clear how they would interact. The Monitor Hypothesis The role of conscious learning is defined in this somewhat negative hypothesis: The only role that such “learned” competence can have is an editor on what is produced.  Output is checked and repaired, after it has been produced, by the explicit knowledge the learner has gained through grammar study.  The implication is that the use of this Monitor should be discouraged and that production should be left up to some instinct that has been formed by “acquisition”.  Using the Monitor, speech is halting since it only can check what has been produced, but Monitor-free speech is much more instinctive and less contrived.  However, he later describes cases of using the Monitor efficiently (p. 32) to eliminate errors on “easy” rules.  This hypothesis presents very little in the way of supportive evidence:  Krashen cites several studies by Bialystok alone and with Frohlich as “confirming evidence” (p.31) and several of his own studies on the difficulty of confirming acquisition of grammar.         Perhaps Krashen’s recognition of this factor was indeed a step forward – language learners and teachers everywhere know the feeling that the harder they try to make a correct sentence, the worse it comes out.  However, he seems to draw the lines around it a bit too closely.  Gregg points (p.84) out that by restricting monitor use to “learned” grammar and only in production, Krashen in effect makes the Acquisition-Learning Hypothesis and the Monitor Hypothesis contradictory.  Gregg also points out that the restricting learning to the role of editing production completely ignores comprehension (p.82).  Explicitly learned grammar can obviously play a crucial role in understanding speech.         McLaughlin gives a thorough dissection of the hypothesis, showing that Krashen has never demonstrated the operation of the Monitor in his own or any other research.  Even the further qualification that it only works on discrete-point tests on one grammar rule at a time failed to produce evidence of operation.  Only one study (Seliger, cited on p.26) was able to find narrow conditions for its operation, and even there the conclusion was that it was not representative of the conscious knowledge of grammar.  He goes on to point out how difficult it is to determine if one is consciously employing a rule, and that such conscious editing actually interferes with performance.  But his most convincing argument is the existence of learners who have taught themselves a language with very little contact with native speakers.  These people are perhaps rare on the campuses of U.S. universities, but it is quite undeniable that they exist.         The role that explicitly learned grammar and incidentally acquired exposure have in forming sentences is far from clear.  Watching intermediate students practice using recasts is certainly convincing evidence that something like the Monitor is at work: even without outside correction, they can eliminate the errors in a target sentence or expression of their own ideas after several tries.  However, psycholinguists have yet to determine just what goes into sentence processing and bilingual memory.  In a later paper (Krashen 1991), he tried to show that high school students, despite applying spelling rules they knew explicitly, performed worse than college students who did not remember such rules.  He failed to address not only the relevance of this study to the ability to communicate in a language, but also the possibility that whether they remembered the rules or not, the college students probably did know the rules consciously at some point, which again violates the Learning-Acquisition Hypothesis. The Input Hypothesis         Here Krashen explains how successful “acquisition” occurs:  by simply understanding input that is a little beyond the learner’s present “level” – he defined that present “level” as i and the ideal level of input as i +1.  In the development of oral fluency, unknown words and grammar are deduced through the use of context (both situational and discursive), rather than through direct instruction.  Krashen has several areas which he draws on for proof of the Input Hypothesis.  One is the speech that parents use when talking to children (caretaker speech), which he says is vital in first language acquisition (p.34).  He also illustrates how good teachers tune their speech to their students’ level, and how when talking to each other, second language learners adjust their speech in order to communicate.  This hypothesis is also supported by the fact that often the first second language utterances of adult learners are very similar to those of infants in their first language.  However it is the results of methods such as Asher’s Total Physical Response that provide the most convincing evidence.  This method was shown to be far superior to audiolingual, grammar-translation or other approaches, producing what Krashen calls “nearly five times the [normal] acquisition rate.”         Gregg spends substantial time on this particular hypothesis, because, while it seems to be the core of the model, it is simply an uncontroversial observation with no process described and no proof provided.  He brings up the very salient point that perhaps practice does indeed also have something to do with second language acquisition, pointing out that monitoring could be used as a source of correct utterances (p. 87).  He also cites several studies that shed some doubt on the connection between caretaker speech in first language acquisition and simplified input in second language acquisition.         McLaughlin also gives careful and thorough consideration to this part of Krashen’s model.  He addresses each of the ten lines of evidence that Krashen presents, arguing that it is not sufficient to simply say that certain phenomenon can be viewed from the perspective of the Input Hypothesis.  The concept of a learner’s “level” is extremely difficult to define, just as the idea of i +1 is (p.37).  Further, there are many structures such as passives and yes/no questions that cannot be learned through context.  Also, there is no evidence that a learner has to fully comprehend an utterance for it to aid in acquisition.  Some of the first words that children and second language learners produce are formulaic expressions that are not fully understood initially.  Finally McLaughlin points out that Krashen simply ignores other internal factors such as motivation and the importance of producing language for interaction.         This hypothesis is perhaps the most appealing part of Krashen’s model for the language learner as well as the teacher.  He makes use of the gap between comprehension and production that everyone feels, enticing us with the hope of instant benefits if we just get the input tuned to the right level.  One of Krashen’s cleverest catch-alls is that other methods of teaching appear to work at times because they inadvertently provide this input.  But the disappointment is that he never gives any convincing idea as to how it works.  In the classroom a teacher can see when the students don’t understand and can simplify his or her speech to the point where they do.  Krashen would have the teacher think that this was all that is necessary, and it is just a matter of time before the students are able to express themselves freely.  However, Ellis (1992) points out that even as of his 1985 work (Krashen 1985), he still had not provided a single study that demonstrated the Input Hypothesis.  Over extended periods of time students do learn to understand more and even how to speak, but it often seems to take much longer than Krashen implies, indicating that there are perhaps many more factors involved.  More importantly, even given this beginning of i, and the goal of i + 1, indefinable as they are, the reader is given no indication of how to proceed.  As shown above the Natural Order Hypothesis holds no answers, especially as to how comprehension progresses.  In an indication of a direction that should be explored, Ellis’s exploratory study (ibid.) showed that it is the effort involved in attempting to understand input rather than simple comprehension that fuels acquisition. The Affective Filter Hypothesis         This concept receives the briefest treatment in “The Natural Approach”.  Krashen simply states that “attitudinal variables relate directly to language acquisition but not language learning.”  He cites several studies that examine the link between motivation and self-image, arguing that an “integrative” motivation (the learner want to “be like” the native speakers of a language) is necessary.  He postulates an “affective filter” that acts before the Language Acquisition Device and restricts the desire to seek input if the learner does not have such motivation.  Krashen also says that at puberty, this filter increases dramatically in strength.         Gregg notes several problems with this hypothesis as well.  Among others, Krashen seems to indicate that perhaps the affective filter is associated with the emotional upheaval and hypersensitivity of puberty, but Gregg notes that this would indicate that the filter would slowly disappear in adulthood, which Krashen does not allow for (p.92).  He also remarks on several operational details, such as the fact that simply not being unmotivated would be the same as being highly motivated in this hypothesis – neither is the negative state of being unmotivated.  Also, he questions how this filter would selectively choose certain “parts of a language” to reject (p.94).         McLaughlin argues much along the same lines as Gregg and points out that adolescents often acquire languages faster than younger, monitor-free children (p.29).  He concludes that while affective variables certainly play a critical role in acquisition, there is no need to theorize a filter like Krashen’s.         Again, the teacher in the classroom is enticed by this hypothesis because of the obvious effects of self-confidence and motivation.  However, Krashen seems to imply that teaching children, who don’t have this filter, is somehow easier, since “given sufficient exposure, most children reach native-like levels of competence in second languages” (p.47).  This obviously completely ignores the demanding situations that face language minority children in the U.S. every day.  A simplification into a one page “hypothesis” gives teachers the idea that these problems are easily solved and fluency is just a matter of following this path.  As Gregg and McLaughlin point out, however, trying to put these ideas into practice, one quickly runs into problems. Curriculum Design         The educational implications of Krashen’s theories become more apparent in the remainder of the book, where he and Terrell lay out the specific methods that make use of the Monitor Model.  These ideas are based on Terrell’s earlier work (Terrell, 1977) but have been expanded into a full curriculum.  The authors qualify this collection somewhat by saying that teachers can use all or part of the Natural Approach, depending on how it fits into their classroom.         This freedom, combined with the thoroughness of their curriculum, make the Natural Approach very attractive.  In fact, the guidelines they set out at the beginning– communication is the primary goal, comprehension preceding production, production simply emerge, acquisition activities are central, and the affective filter should be lowered (p. 58-60) – are without question, excellent guidelines for any language classroom.  The compilation of topics and situations (p.67-70) which make up their curriculum are a good, broad overview of many of the things that students who study by grammar translation or audiolingual methods do not get.  The list of suggested rules (p.74) is notable in its departure from previous methods with its insistence on target language input but its allowance for partial, non-grammatical or even L1 responses.         Outside of these areas, application of the suggestions run into some difficulty.  Three general communicative goals of being able to express personal identification, experiences and opinions (p.73) are presented, but there is no theoretical background.  The Natural Approach contains ample guidance and resources for the beginner levels, with methods for introducing basic vocabulary and situations in a way that keeps students involved.  It also has very viable techniques for more advanced and self-confident classes who will be stimulated by the imaginative situational practice (starting on p.101).  However, teachers of the broad middle range of students who have gotten a grip on basic vocabulary but are still struggling with sentence and question production are left with conflicting advice.         Once beyond one-word answers to questions, the Natural Approach ventures out onto thin ice by suggesting elicited productions.  These take the form of open-ended sentences, open dialogs and even prefabricated patterns (p.84).  These formats necessarily involve explicit use of grammar, which violates every hypothesis of the Monitor Model.  The authors write this off as training for optimal Monitor use (p.71, 142), despite Krashen’s promotion of “Monitor-free” production.  Even if a teacher were to set off in this direction and begin to introduce a “structure of the day” (p. 72), once again there is no theoretical basis for what to choose.  Perhaps the most glaring omission is the lack of any reference to the Natural Order Hypothesis, which as noted previously, contained no realistically usable information for designing curriculum.         Judging from the emphasis on exposure in the Natural Approach and the pattern of Krashen’s later publications, which focused on the Input Hypothesis, the solution to curriculum problems seems to be massive listening.  However, as noted before, other than i + 1, there is no theoretical basis for overall curriculum design regarding comprehension.  Once again, the teacher is forced to rely on a somewhat dubious “order of acquisition”, which is based on production anyway.  Further, the link from exposure to production targets is tenuous at best.  Consider the dialog presented on p.87: . . . to the question What is the man doing in this picture? the students may reply run.  The instructor expands the answer.  Yes, that’s right, he’s running.

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Unraveling the Power of Krashen’s Theory: Exploring Second Language Acquisition

  • by MOHAMMED RHALMI
  • May 31, 2023 May 31, 2023

Krashen's Theory of Second Language Acquisition

Introduction

Learning a second language is a complex process that has fascinated linguists and educators for decades. One influential theory in the field of second language acquisition is Krashen’s Theory, proposed by Stephen Krashen, an eminent linguist, and researcher. This theory suggests that language acquisition is a subconscious process, and individuals acquire language skills through exposure to comprehensible input . In this article, we will delve into the details of Krashen’s Theory of Second Language Acquisition, exploring its key hypotheses, applications, and criticisms.

Background of Krashen’s Theory of second language acquisition

Stephen Krashen developed his theory of second language acquisition in the 1970s and 1980s, drawing upon various linguistic and psychological perspectives. His theory gained significant recognition and influenced language teaching methodologies worldwide. Krashen emphasized the importance of natural language acquisition, suggesting that formal instruction should take a backseat to meaningful exposure to the target language.

His theory has later been criticized for being vague and imprecise.

Krashen's Theory of Second Language Acquisition

Five Hypotheses of Krashen’s Theory

Krashen’s Theory is composed of five key hypotheses, each providing insights into different aspects of second language acquisition. Let’s explore them:

1. Input Hypothesis

The Input Hypothesis suggests that language learners progress when they receive comprehensible input, i.e., language that is slightly beyond their current proficiency level. This is often referred to as i+1, meaning  ‘ input ‘ which is one step beyond learners’ current stage of linguistic competence.

In addition to being slightly above learners’ level of understanding, this input should be engaging, meaningful, and related to the learner’s interests and needs.

According to Krashen’s claim, this comprehensible input facilitates subconscious language acquisition.

2. Acquisition-Learning Hypothesis

Krashen differentiates between language acquisition and language learning . Acquisition refers to the subconscious assimilation of language skills through exposure and understanding, while learning involves conscious knowledge of rules and grammatical structures. He argues that acquisition is more effective than learning in developing fluent and natural language skills.

3. Monitor Hypothesis

The Monitor Hypothesis states that language learners utilize their acquired knowledge to self-monitor their production . When learners have time to reflect and consciously apply their knowledge, they can correct errors and improve their language proficiency. However, Krashen suggests that overreliance on the monitor can hinder spontaneous and fluent communication.

4. Natural Order Hypothesis

The Natural Order Hypothesis proposes that language learners acquire grammatical structures in a predictable sequence. Krashen argues that learners naturally progress through specific linguistic structures, regardless of explicit instruction or correction. This hypothesis emphasizes the importance of providing learners with ample exposure to the target language.

5. Affective Filter Hypothesis

Krashen’s Affective Filter Hypothesis suggests that affective factors, such as motivation, self-confidence, and anxiety, play a crucial role in language acquisition. When learners are highly motivated, have low anxiety, and feel comfortable in their learning environment, their affective filter is low, facilitating language acquisition. On the other hand, a high affective filter can impede language acquisition.

Application of Krashen’s Theory

Krashen’s Theory has had a significant impact on language teaching methodologies. It has influenced language teaching approaches such as the natural approach , the communicative approach , and the input-based methods.

These approaches prioritize providing learners with meaningful and comprehensible input, creating a language-rich environment, and encouraging natural language acquisition. Teachers can design activities that promote exposure to authentic language materials, encourage communication, and create a supportive and low-anxiety classroom atmosphere.

Furthermore, Krashen’s Theory highlights the importance of extensive reading in language acquisition. Reading allows learners to encounter a wide range of vocabulary, grammatical structures, and language patterns. By engaging with various texts, learners can develop their language skills organically and expand their knowledge of the language.

Criticisms of Krashen’s Theory

While Krashen’s Theory of second language acquisition has been widely influential, it has also faced some criticisms.

1. Comprehensible input Hypothesis : One criticism is that the theory does not fully account for the role of explicit instruction and practice in language learning. Some argue that a combination of both acquisition and learning strategies can lead to more comprehensive language development.

2. Acquisition-learning Hypothesis : Krashen’s framework distinguishes between acquisition and learning, with acquisition being slow and subtle, and learning being fast and conscious.

  • This strict dichotomy has been criticized by linguists for its fuzzy terminology.
  • According to Krashen, language acquisition is the desired process for language learners, leading to fluency, while learning only serves as a monitor or editor. The assumed claim here is that learning does not transform into acquisition, which is challenged by the idea that acquisition can be enriched by the learned system.
  • Instead of drawing a clear boundary between acquisition and learning, it is suggested that the interplay and connections between the two processes should be recognized and explained.

3. Monitor Hypothesis: The main criticism of the monitor hypothesis is grounded on the evaluation of the acquisition-learning hypothesis.

  • The monitor hypothesis suggests that the main purpose of language learning is to serve as a monitor for language output produced by the acquired system. However, critics of Krashen’s theory argue that it is impossible to clearly and adequately separate language learning from language acquisition, making it challenging to prove that the learned system functions solely as a monitor.
  • Furthermore, the claim that learning-as-monitor only applies to output after production is questioned. Second language learners can use the learned system both for producing output and facilitating comprehension.

4. Natural Order Hypothesis: Another criticism pertains to the natural order hypothesis.

  • While there is evidence supporting the idea of a natural order of grammatical acquisition, some researchers argue that learners may benefit from explicit instruction and guidance in certain cases, particularly with more complex grammatical structures.
  • Krashen’s claim that children acquiring English as a second language follow a predictable sequence in acquiring morphemes is supported by studies comparing them to children acquiring English as a first language, but this claim may not hold true for second language acquisition as a whole.
  • Morpheme studies, while providing evidence for the natural order hypothesis, do not offer insights into the acquisition of other linguistic features such as phonology, syntax, semantics, and pragmatics. The predictable sequence is limited to morpheme acquisition.
  • The influence of the first language on second language acquisition is not adequately addressed by the natural order hypothesis. Research suggests that second language learners acquire grammatical structures in different orders depending on their native language, contradicting the notion of a universal and predictable sequence.

5. Affective Filter Hypothesis : Some educators argue that the affective filter hypothesis oversimplifies the role of affective factors in language acquisition.

  • The affective filter hypothesis in Krashen’s Monitor Model claims that individual variation in second language acquisition is primarily influenced by affective factors, which is an oversimplification of how people acquire a second language. Motivation and affective factors can vary greatly among learners, and the impact of these factors on language acquisition is multifaceted and complex.
  • Criticism of this hypothesis questions the assertion that affective factors alone can explain differences in language learning.
  • Children, despite lacking the affective filter described by Krashen, still experience variations in motivation, self-confidence, and anxiety, which also impact their second language learning.
  • The claim that an affective filter prevents comprehensible input from reaching the language acquisition device is challenged by evidence of adult second language learners who achieve native-like competence except for specific grammatical features.
  • The affective filter hypothesis does not address the fundamental question of how the filter determines which parts of language to include or exclude, further challenging its explanatory power for individual variation in second language acquisition.

Implications of Krashen’s theory of Second Language Acquisition

Although Krashen’s theory has been widely criticized and re-evaluated, there are still some valid implications for language teaching:

  • Understanding Krashen’s Theory of Second Language Acquisition has important implications for language educators and learners. It emphasizes the need for providing meaningful and engaging input in language classrooms.
  • Teachers should create an environment that encourages communication, promotes extensive reading, and addresses learners’ affective needs.
  • Furthermore, Krashen’s Theory suggests that language acquisition is a gradual and subconscious process that requires time and exposure.
  • It highlights the importance of creating a language-rich environment both inside and outside the classroom.
  • Learners can benefit from various language resources such as authentic materials, multimedia resources, and language exchange opportunities to enhance their language acquisition journey.

In conclusion, Krashen’s Theory of Second Language Acquisition provides valuable insights into the process of language learning. Its five hypotheses shed light on the importance of comprehensible input, the distinction between acquisition and learning, the role of self-monitoring, the natural order of grammatical acquisition, and the influence of affective factors. While the theory has faced criticisms, it has significantly influenced language teaching methodologies and continues to shape our understanding of second language acquisition.

What are the five hypotheses of Krashen’s theory of second language acquisition?

The five hypotheses of Krashen’s theory are the Input Hypothesis, the Monitor Hypothesis, the Natural Order Hypothesis, the Affective Filter Hypothesis, and the Output Hypothesis.

What is an example of Krashen’s theory?

An example of implementing Krashen’s theory in the classroom is creating a language-rich environment where students are exposed to meaningful and comprehensible input through engaging activities, authentic materials, and opportunities for meaningful communication. This approach encourages natural language acquisition by providing students with ample opportunities to interact with the language in a low-anxiety environment.

How does Stephen Krashen describe language acquisition vs. language learning?

Stephen Krashen describes language acquisition as a subconscious process that occurs naturally through exposure to meaningful language, while language learning involves a conscious study and rule-based instruction.

What does Krashen’s theory of second Language acquisition say about explicit vs. implicit language teaching?

Krashen’s theory of second language acquisition emphasizes the importance of implicit language teaching over explicit instruction. According to Krashen, language acquisition occurs naturally when learners are exposed to meaningful and comprehensible input, rather than through explicit teaching of grammar rules. He believes that explicit instruction should be kept to a minimum and primarily used as a monitor or editor in the language production stage. The focus is on creating an immersive language environment that promotes language acquisition through exposure and meaningful communication, allowing learners to develop their language skills implicitly.

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Ensuring equity in reading instruction, deconstructing english learner labels, constructing multilingual schools, breaking down the monolingual wall ii.

krashen comprehension hypothesis

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California bill would mandate science of reading, celebrate mother language day, background knowledge and where to get it, the case for comprehensible input.

krashen comprehension hypothesis

The work of the last 40 years is the result of a war between two very different views about how we acquire language and develop literacy.

The comprehension hypothesis says that we acquire language when we understand what we hear or read. Our mastery of the individual components of language (“skills“) is the result of getting comprehensible input.

Its rival, the skill-building hypothesis, says that the causality goes in the other direction: we learn language by first learning grammar rules and memorizing vocabulary, we make these rules and new words “automatic” by producing them in speech or writing, and we fine tune our (conscious) knowledge of grammar and vocabulary by having our errors corrected.

In this paper, I briefly present some of the data that support the comprehension hypothesis as well as research that demonstrates the limits of skill building in the area of second-language acquisition.

Evidence for the Comprehension Hypothesis

Comparison of Comprehension-Based Methods and Traditional Methods When comprehensible-input-based methods are compared to methods that demand the conscious learning of grammar, comprehensible-input methods have never lost. Krashen (2014a) includes studies of beginning and intermediate language teaching, the latter including content-based (sheltered) instruction and classes that include time set aside for self-selected reading.

Several reviews have confirmed the effectiveness of sheltered subject-matter teaching (Krashen, 1991; Dupuy, 2000) as well as in-class self-selected reading on tests of vocabulary development and reading comprehension (Jeon and Day, 2014; Nakanishi, 2014). Mason (benikomason.net) includes a number of studies showing that CI-based methods, such as hearing interesting stories (story listening) and pleasure reading, are more efficient than “study”—that is, more language is acquired per unit time.

Correlational and Multivariate Studies

Correlational studies are valuable but interpretation is not always clear: if A is correlated with B, we do not know if A caused B, B caused A, or some other predictor caused both of them. Multivariate studies help deal with the third situation: with multiple regression, a researcher can determine the impact of one variable while holding the effect of other variables constant. It allows us to assume that the predictors are not correlated with each other.

A number of multiple regression studies show that pleasure reading in the L2 is a more consistent predictor of L2 proficiency than skill building.

This was the case for the acquisition of the subjunctive among adult acquirers of Spanish (Stokes, Krashen, and Kartchner, 1998) and for students of English as a foreign language for grades in composition classes (Lee and Krashen, 2002) and writing (Lee, 2005). The amount of pleasure reading done in English was a better predictor of performance on standardized tests of English than predictors related to skill building (Gradman and Hanania, 1991) or was just as strong (Constantino, Lee, Cho, and Krashen, 1997).

Case Histories

Case histories are a valid source of research data if we examine a large number of them, see what is common to cases of success and failure, and determine whether the commonalities are consistent with current hypotheses about language acquisition. I examined a number of case histories (Krashen, 2014b), including a famous polyglot (Kató Lomb), a superstudent of grammar whose failure to progress in German changed the course of language education (François Gouin), a famous archeologist (Heinrich Schliemann), a former president of Singapore (Lee Kuan Yew) and his efforts to acquire Mandarin, and Armando, an immigrant to the U.S. from Mexico, who acquired an impressive amount of Hebrew in addition to English from working in a restaurant owned by Israelis. I concluded that comprehensible input was the common factor in all of the successful cases.

In a series of case histories, Beniko Mason documented the progress of adult acquirers of EFL who did self-selected reading in English for different durations, from a few months to three years. Krashen and Mason (2015) concluded that Mason’s subjects gained an average of a little more than a half-point on the TOEIC test for each hour of reading they did.

In another series of case histories, Kyung-Sook Cho documented progress made as a result of reading novels from the Sweet Valley High series by adult ESL acquirers living in the U.S. (e.g., Cho and Krashen, 1994).

Rival Hypotheses

The major rival to the comprehension hypothesis is the skill-building hypothesis, which depends on conscious learning, output practice, and correction.

In Krashen (1981), I hypothesized that the conscious learning and application of rules of grammar is subject to strict conditions: the learner has to know the rule, a daunting challenge in light of the complexity and number of grammatical rules, has to be thinking about correctness, and has to have time to retrieve and apply the rules. In studies claiming a positive effect for grammar study where these conditions are met, the results reported have been very modest and fragile (Krashen, 2003).

Output Hypotheses

There are several versions of the hypothesis that we acquire language by producing it. All suffer from the finding that both spoken and written output are too infrequent for output to be a major source of language development (Krashen, 1994).

Comprehensible output—that is, output adjustments that are in response to the conversational partner’s lack of comprehension—is also not frequent enough to make a substantial contribution to competence (Krashen, 2005). In addition, there is as yet no evidence that adding output to effective self-selected reading programs in the form of writing results in greater language acquisition (Mason, 2004; Smith, 2006).

The conditions for the efficacy of error correction appear to be similar if not identical to the conditions for the learning and use of conscious grammar. Truscott has documented the limited impact of correction in a series of analyses (e.g., Truscott, 1999, 2007).

Other Areas

A clear indication that a hypothesis is of value is when it successfully explains phenomena in areas it was not originally intended to cover. The comprehension hypothesis has been useful in areas outside of second-language acquisition, such as bilingual education (McField and McField, 2014), first-language literacy development (e.g., Krashen, 2004), and animal language (Krashen, 2013).

This article is based on a presentation delievered at IFLT (International Foreign Language Teaching Conference), Denver, July 2017.

Many of the self-citations included here, as well as others, are available for free download at www.sdkrashen.com .

Cho, K. S., and Krashen, S. (1994). “Acquisition of Vocabulary from the Sweet Valley Kids Series: Adult ESL acquisition.” Journal of Reading, 37, 662–667.

Constantino, R., Lee, S. Y., Cho, K. S., and Krashen, S. (1997). “Free Voluntary Reading as a Predictor of TOEFL Scores.” Applied Language Learning, 8, 111–118.

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Unsplash Monica Melton

Interested in learning more about linguistics and linguists ? Read this way.

What is linguistics? Linguistics is the scientific study of language that involves the analysis of language rules, language meaning, and language context. In other words, linguistics is the study of how a language is formed and how it works.

A person who studies linguistics is called a linguist . A linguist doesn't necessarily have to learn different languages because they’re more interested in learning the structures of languages. Noam Chomsky and Dr. Stephen Krashen are two of the world’s most famous linguists.

Dr. Stephen D. Krashen facilitated research in second-language acquisition , bilingual education, and in reading. He believes that language acquisition requires “meaningful interaction with the target language.”

Dr. Krashen also theorized that there are 5 hypotheses to second language acquisition , which have been very influential in the field of second language research and teaching

Let’s take a look at these hypotheses. Who knows, maybe you’ve applied one or all of them in your language learning journey!

1. Acquisition-Learning Hypothesis

The Acquisition-Learning Hypothesis states that there is a distinction between language acquisition and language learning. In language acquisition, the student acquires language unconsciously . This is similar to when a child picks up their first language. On the other hand, language learning happens when the student is consciously discovering and learning the rules and grammatical structures of the language.

2. Monitor Hypothesis

Monitor Hypothesis states that the learner is consciously learning the grammar rules and functions of a language rather than its meaning. This theory focuses more on the correctness of the language . To use the Monitor Hypothesis properly, three standards must be met:

  • The acquirer must know the rules of the language.
  • The acquirer must concentrate on the exact form of the language.
  • The acquirer must set aside some time to review and apply the language rules in a conversation. Although this is a tricky one, because in regular conversations there’s hardly enough time to ensure correctness of the language.

3. Natural Order Hypothesis

Natural Order Hypothesis is based on the finding that language learners learn grammatical structures in a fixed and universal way . There is a sense of predictability to this kind of learning, which is similar to how a speaker learns their first language.

4. Input Hypothesis

Input Hypothesis places more emphasis on the acquisition of the second language. This theory is more concerned about how the language is acquired rather than learned.

Moreover, the Input Hypothesis states that the learner naturally develops language as soon as the student receives interesting and fun information .

5. Affective Filter Hypothesis

In Affective Filter, language acquisition can be affected by emotional factors. If the affective filter is higher, then the student is less likely to learn the language. Therefore, the learning environment for the student must be positive and stress-free so that the student is open for input.

A cartoon practicing language acquisition

Language acquisition is a subconscious process. Usually, language acquirers are aware that they’re using the language for communication but are unaware that they are acquiring the language.

Language acquirers also are unaware of the rules of the language they are acquiring. Instead, language acquirers feel a sense of correctness, when the sentence sounds and feels right. Strange right? But it is also quite fascinating.

Acquiring a language is a tedious process. It can seem more like a chore, a game of should I learn today or should I just do something else? Sigh

But Dr. Krashen’s language acquisition theories might be onto something, don’t you think? Learning a language should be fun and in some way it should happen naturally. Try to engage in meaningful interactions like reading exciting stories and relevant news articles, even talking with friends and family in a different language. Indulge in interesting and easy to understand language activities, and by then you might already have slowly started acquiring your target language!

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COMMENTS

  1. PDF The Comprehension Hypothesis Extended Stephen Krashen

    The Comprehension Hypothesis The Comprehension Hypothesis states that we acquire language and develop literacy when we understand messages, that is, when we understand what we hear and what we read, when we receive "comprehensible input" (Krashen, 2003). Language acquisition is a subconscious process; while it is happening we are not aware ...

  2. Comprehensible Input and Krashen's theory

    The principle of the Natural Order (Krashen, Reference Krashen 1982, pp. 12-14) functions like an operating system on a computer - always there and running in the background, perhaps gathering data for later use, but never quite obvious to the user. As a hypothesis it states that there is an order in which people acquire a language.

  3. (PDF) The comprehension hypothesis extended

    PDF | On Dec 31, 2008, Stephen Krashen published The comprehension hypothesis extended | Find, read and cite all the research you need on ResearchGate

  4. PDF The Comprehension Hypothesis Today: An Interview with Stephen Krashen

    Core to his theory is the Comprehension Hypothesis, the view that we acquire language in only one way - when we understand what people tell us and what we read. This hypothesis also states that true language acquisition occurs without our conscious awareness and is stored in the brain subconsciously (Krashen, 2010).

  5. Language Education: Past, Present and Future

    The recent past in language teaching has been dominated by the Skill-Building Hypothesis, the view that we learn language by first learning about it, and then practicing the rules we learned in output. The present is marked by the emergence of the Comprehension Hypothesis, the view that we acquire language when we understand messages, and is ...

  6. The Comprehension Hypothesis: Recent Evidence.

    Semantic Scholar extracted view of "The Comprehension Hypothesis: Recent Evidence." by S. Krashen. Skip to search form Skip to main content Skip to ... The most remarkable theory which aims to offer an overall explanation for SLA is Krashen's Monitor Theory. As documented by the professional literature, although it has received a great deal of

  7. Krashen and Terrell's "Natural Approach"

    The influence of Stephen Krashen on language education research and practice is undeniable. First introduced over 20 years ago, his theories are still debated today. In 1983, he published The Natural Approach with Tracy Terrell, which combined a comprehensive second language acquisition theory with a curriculum for language classrooms.

  8. Stephen Krashen

    Stephen D. Krashen (born May 14, 1941) is an American linguist, ... "The Comprehension Hypothesis and its Rivals" (PDF), Selected papers from the Eleventh International Symposium on English Teaching/Fourth Pan-Asian Conference, Taipei: Crane Publishing Company, pp. 395-404, ...

  9. PDF Applying the Comprehension Hypothesis: Some Suggestions

    The Comprehension Hypothesis also applies to literacy: Our reading ability, our ability to write in an acceptable writing style, our spelling ability, vocabulary knowledge, and our ability to handle complex syntax is the result of reading. Until a few years ago, I referred to this hypothesis as the Input Hypothesis, a term I still consider to ...

  10. The Inspiring Impact of Krashen's Theory Of Second Language Acquisition

    This hypothesis emphasizes the importance of providing learners with ample exposure to the target language. 5. Affective Filter Hypothesis. Krashen's Affective Filter Hypothesis suggests that affective factors, such as motivation, self-confidence, and anxiety, play a crucial role in language acquisition. When learners are highly motivated ...

  11. A Critical Exploration of Krashen's Extended Comprehension Hypothesis

    At the beginning of 2009, an article was published in which Krashen expands upon his own Input Hypothesis, also known as the Comprehension Hypothesis. A critical look will be taken at Krashen's statements in which the Comprehension Hypothesis will be explored and opposing theories and approaches will be discussed.

  12. Shifting Gears: Krashen's Input Hypothesis

    Krashen's hypothesis as a temporary limitation of testing techniques, rather than as a refutation of Krashen's theory. We believe that criticisms of Krashen by Chaudron (1985) and Gregg ... to comprehension to assimilation into an interlanguage grammar" (1985, p. 1). Similarly, Gregg (1986) would like Krashen to explain exactly how his "mental ...

  13. Was Krashen right? Forty years later

    In the late 1970s and early 1980s, Stephen Krashen developed Monitor Theory—a group of hypotheses explaining second language acquisition with implications for language teaching. As the L2 scholarly community began considering what requirements theories should meet, Monitor Theory was widely criticized and dismissed, along with its teaching ...

  14. Dr. Stephen Krashen answers questions on The Comprehension Hypothesis

    His recent papers can be found at < www.sdkrashen.com>. JALT's Extensive Reading SIG brought Dr. Stephen D. Krashen to the Fifth Annual Extensive Reading in Japan Seminar, and on July 3rd, he ...

  15. The Case for Comprehensible Input

    The Case for Comprehensible Input. Stephen Krashen provides the evidence to support his hypothesis of second-language acquisition. The work of the last 40 years is the result of a war between two very different views about how we acquire language and develop literacy. The comprehension hypothesis says that we acquire language when we understand ...

  16. Input hypothesis

    Input hypothesis. The input hypothesis, also known as the monitor model, is a group of five hypotheses of second-language acquisition developed by the linguist Stephen Krashen in the 1970s and 1980s. Krashen originally formulated the input hypothesis as just one of the five hypotheses, but over time the term has come to refer to the five ...

  17. Krashen's Hypotheses

    The Natural Order hypothesis. According to Krashen, learners acquire parts of language in a predictable order. For any given language, certain grammatical structures are acquired early while others are acquired later in the process. This hypothesis suggests that this natural order of acquisition occurs independently of deliberate teaching and ...

  18. Polyglots and the Comprehension Hypothesis

    Polyglots and the Comprehension Hypothesis. S. Krashen. Published 30 September 2017. Linguistics. Journal on English Language Teaching. Lomb Kato and Steven Kaufman have each acquired at least 15 languages as adults, many without living the country where the language is spoken. Their observations about language acquisition are in close ...

  19. Stephen Krashen's Five Hypotheses of Second Language Acquisition

    The acquirer must concentrate on the exact form of the language. The acquirer must set aside some time to review and apply the language rules in a conversation. Although this is a tricky one, because in regular conversations there's hardly enough time to ensure correctness of the language. 3. Natural Order Hypothesis.